ProQual Level 3 Diploma in Management Course in Pakistan || Registration Open
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Introduction
The Level 3 Diploma in Management is a nationally recognised qualification for anyone
working in a supervisory or management role. The qualification aims to provide the
essential skills, knowledge and understanding to those with a responsibility to carry out
first-line supervisory or management activities; and also aims to give learners an
opportunity to develop their management performance, become more effective and to
progress in their career.
The awarding body for this qualification is ProQual Awarding Body and the regulatory body
is the Office of Qualifications and Examinations Regulation (Ofqual). The specification for
this qualification has been approved by the Welsh Government for use by centres in Wales
and by the Council for the Curriculum Examinations and Assessment (CCEA) for use by
centres in Northern Ireland.
The qualification has been accredited onto the Regulated Qualifications Framework (RQF), it
also provides a progression route to higher level or discipline related qualifications.
Qualification Profile
Level 3 Diploma in Management
Qualification title ProQual Level 3 Diploma in Management
Ofqual qualification number 601/3702/2
Level 3
Total qualification time 550 hours
Guided learning hours 248
Assessment
Pass or fail
Internally assessed and verified by centre staff
External quality assurance by ProQual verifiers
Qualification start date 1/9/2014
Qualification end date
Entry Requirements
There are no formal entry requirements for this qualification.
Centres should carry out an initial assessment of candidate skills and knowledge to identify
any gaps and help plan the assessment.
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Level 3 Diploma in Management
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Qualification Structure
Candidates must achieve 55 credits:
- 31 credits from the Mandatory units in Group A, plus
- a minimum of 17 credits from Optional Group B
- a maximum of 7 credits may be from Optional Group C
Group A Mandatory Units – complete all units
Unit Reference
Number Unit Title Unit
Level
Credit
Value
A/506/1821 Manage team performance 3 4
R/506/1937 Principles of people management 3 6
D/506/1942 Principles of business 3 10
F/506/2596 Principles of leadership and management 3 8
T/506/2952 Manage personal and professional development 3 3
Group B Optional Units – a minimum of 17 credits
Unit Reference
Number Unit Title Unit
Level
Credit
Value
T/506/1820 Promote equality, diversity and inclusion in the workplace 3 3
J/506/1921 Manage individuals’ performance 3 4
L/506/1922 Manage individuals’ development in the workplace 3 3
Y/506/1924 Chair and lead meetings 3 3
K/506/1927 Manage conflict within a team 3 5
M/506/1928 Procure products and/or services 3 5
T/506/1929 Implement change 3 5
K/506/1930 Implement and maintain business continuity plans and
processes
3 4
M/506/1931 Collaborate with other departments 3 3
A/506/1933 Support remote or virtual teams 3 4
F/506/1934 Participate in a project 3 3
J/506/1949 Develop and maintain professional networks 4 3
Y/506/1955 Develop and implement an operational plan 4 5
M/506/1962 Encourage learning and development 4 3
A/506/1981 Discipline and grievance management 4 3
F/506/1982 Develop working relationships with stakeholders 4 4
K/506/1989 Manage physical resources 4 4
K/506/1992 Prepare for and support quality audits 4 3
T/506/1994 Conduct quality audits 4 3
A/506/1995 Manage a budget 4 4
R/506/1999 Manage a project 4 7
L/506/2004 Manage business risk 4 6
A/506/2032 Manage knowledge in an organisation 4 5
M/506/2044 Manage redundancy and redeployment 4 6
J/506/2292 Encourage innovation 3 4
J/506/2907 Manage the impact of work activities on the environment 4 4
R/506/2909 Recruitment, selection and induction practice 4 6
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Group C Optional Units – a maximum of 7 credits
Unit Reference
Number Unit Title Unit
Level
Credit
Value
M/506/1895 Buddy a colleague to develop their skills 2 3
D/506/1911 Contribute to the improvement of business performance 3 6
H/506/1912 Negotiate in a business environment 3 4
K/506/1913 Develop a presentation 3 3
M/506/1914 Deliver a presentation 3 3
A/506/1916 Contribute to the development and implementation of an
information system 3 6
K/506/2169 Resolve customers’ problems 3 4
R/506/2151 Resolve customers’ complaints 3 4
D/506/2170 Gather, analyse and interpret customer feedback 3 5
L/506/1905 Employee rights and responsibilities 2 2
T/505/4673 Health and Safety Procedures in the Workplace 2 2
M/506/1959 Manage events 4 6
F/506/2176 Review the quality of customer service 4 4
Barred Unit
Source Unit Target Unit
Participate in a project (F/506/1934) Manage a project (R/506/1999)
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Centre Requirements
Centres must be approved to offer this qualification. If your centre is not approved please
complete and submit form ProQual Additional Qualification Approval Application.
Staff
Staff delivering this qualification must be appropriately qualified and/or occupationally
competent.
Assessors/Internal Quality Assurance
For each competence-based unit centres must be able to provide at least one assessor and
one internal verifier who are suitably qualified for the specific occupational area. Assessors
and internal verifiers for competence-based units or qualifications will normally need to
hold appropriate assessor or verifier qualifications, such as:
- Award in Assessing Competence in the Work Environment
- Award in Assessing Vocationally Related Achievement
- Certificate in Assessing Vocational Achievement
- Award in the Internal Quality Assurance of Assessment Processes and Practices
- Certificate in Leading the Internal Quality Assurance of Assessment Processes and
Practices
Support for Candidates
Materials produced by centres to support candidates should:
- enable them to track their achievements as they progress through the learning
outcomes and assessment criteria;
- provide information on where ProQual’s policies and procedures can be viewed;
- provide a means of enabling Internal and External Quality Assurance staff to
authenticate evidence
Links to National Standards / NOS mapping
National Occupational Standards (NOS) are owned by a Sector Skills Council or Standard
Setting Body and they describe the skills, knowledge and understanding needed to
undertake a particular task or job at different levels of competence.
The structure and units of this qualification are based on NOS for management and
leadership, developed by Skills CfA.
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Assessment
This suite of qualifications are competence-based, candidates must demonstrate the level of
competence described in the units. Assessment is the process of measuring a candidate’s
skill, knowledge and understanding against the standards set in the qualification.
The qualifications must be assessed by an appropriately experienced and qualified assessor.
Each candidate is required to produce a portfolio of evidence which demonstrates their
achievement of all of the learning outcomes and assessment criteria for each unit.
Evidence can include: – observation report by assessor
– assignments/projects/reports
– professional discussion
– witness testimony
– candidate product
– worksheets
– record of oral and written questioning
– Recognition of Prior Learning
Learning outcomes set out what a candidate is expected to know, understand or be able to
do.
Assessment criteria specify the standard a candidate must meet to show the learning
outcome has been achieved.
Learning outcomes and assessment criteria can be found from page 9 in this document.
Internal Quality Assurance
An internal quality assurance verifier confirms that assessment decisions made in centres
are made by competent and qualified assessors, that they are the result of sound and fair
assessment practice and that they are recorded accurately and appropriately.
Adjustments to Assessment
Adjustments to standard assessment arrangements are made on the individual needs of
candidates. ProQual’s Reasonable Adjustments Policy and Special Consideration Policy sets
out the steps to follow when implementing reasonable adjustments and special
considerations and the service that ProQual provides for some of these arrangements.
Centres should contact ProQual for further information or queries about the contents of the
policy.
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Results Enquiries and Appeals
All enquiries relating to assessment or other decisions should be dealt with by centres, with
reference to ProQual’s Enquiries and Appeals Procedures.
Certification
Candidates who achieve the required credits for qualifications will be awarded:
- A certificate listing all units achieved with their related credit value, and
- A certificate giving the full qualification title –
ProQual Level 3 Diploma in Management
Claiming certificates
Centres may claim certificates for candidates who have been registered with ProQual and
who have successfully achieved the required number of credits for a qualification. All
certificates will be issued to the centre for successful candidates.
Unit certificates
If a candidate does not achieve all of the units/credits required for a qualification, the centre
may claim a unit certificate for the candidate which will list all of the units/credits achieved.
Replacement certificates
If a replacement certificate is required a request must be made to ProQual in writing.
Replacement certificates are labelled as such and are only provided when the claim has
been authenticated. Refer to the Fee Schedule for details of charges for replacement
certificates.
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Learning Outcomes and Assessment Criteria
Unit A/506/1821
Manage team performance
Learning Outcome – The learner
will: Assessment Criterion – The learner can:
1 Understand the management of
team performance
1.1 Explain the use of benchmarks in managing performance
1.2 Explain a range of quality management techniques to
manage team performance
1.3 Describe constraints on the ability to amend priorities and
plans
2 Be able to allocate and assure the
quality of work
2.1 Identify the strengths, competences and expertise of team
members
2.2 Allocate work on the basis of the strengths, competences
and expertise of team members
2.3 Identify areas for improvement in team members’
performance outputs and standards
2.4 Amend priorities and plans to take account of changing
circumstances
2.5 Recommend changes to systems and processes to improve
the quality of work
3 Be able to manage
communications within a team
3.1 Explain to team members the lines of communication and
authority levels
3.2 Communicate individual and team objectives,
responsibilities and priorities
3.3 Use communication methods that are appropriate to the
topics, audience and timescales
3.4 Provide support to team members when they need it
3.5 Agree with team members a process for providing
feedback on work progress and any issues arising
3.6 Review the effectiveness of team communications and
make improvements
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Unit R/506/1937
Principles of people management
Learning Outcome – The learner
will: Assessment Criterion – The learner can:
1 Understand the principles of
workforce management
1.1 Explain the relationship between Human Resources (HR)
functions and other business functions
1.2 Explain the purpose and process of workforce planning
1.3 Explain how employment law affects an organisation’s HR
and business policies and practices
1.4 Evaluate the implications for an organisation of utilising
different types of employment contracts
1.5 Evaluate the implications for an individual of different types
of employment contracts
2 Understand equality of
opportunity, diversity and
inclusion
2.1 Explain an organisation’s responsibilities and liabilities under
equality legislation
2.2 Explain the benefits that effective equality of opportunity,
diversity and inclusion policies bring to individuals and
organisations
2.3 Explain the language and behaviour that support
commitments to equality of opportunity, diversity and
inclusion
2.4 Explain how to measure diversity within an organisation
3 Understand team building and
dynamics
3.1 Explain the difference between a group and a team
3.2 Outline the characteristics of an effective team
3.3 Explain the techniques of building a team
3.4 Explain techniques to motivate team members
3.5 Explain the importance of communicating targets and
objectives to a team
3.6 Examine theories of team development
3.7 Explain common causes of conflict within a team
3.8 Explain techniques to manage conflict within a team
4 Understand performance
management
4.1 Identify the characteristics of an effective performance
management system
4.2 Explain the uses of specific, measurable, achievable, realistic
and time-bound (SMART) objectives and priorities
4.3 Describe best practice in conducting appraisals
4.4 Explain the factors to be taken into account when managing
people’s wellbeing and performance
4.5 Explain the importance of following disciplinary and
grievance processes
5 Understand training and
development
5.1 Explain the benefits of employee development
5.2 Explain the advantages and limitations of different types of
training and development methods
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Learning Outcome – The learner
will: Assessment Criterion – The learner can:
5.3 Explain the role of targets, objectives and feedback in
employee development
5.4 Explain how personal development plans support the
training and development of individuals
5.5 Explain how to make use of planned and unplanned learning
opportunities to meet individuals’ preferred learning styles
5.6 Explain how to support individuals’ learning and
development
6 Understand reward and
recognition
6.1 Describe the components of ‘total reward’
6.2 Analyse the relationship between motivation and reward
6.3 Explain different types of pay structures
6.4 Explain the risks involved in the management of reward
schemes
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Level 3 Diploma in Management
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Unit D/506/1942
Principles of business
Learning Outcome – The learner
will: Assessment Criterion – The learner can:
1 Understand business markets 1.1 Explain the characteristics of different business markets
1.2 Explain the nature of interactions between businesses
within a market
1.3 Explain how an organisation’s goals may be shaped by the
market in which it operates
1.4 Describe the legal obligations of a business
2 Understand business innovation
and growth
2.1 Define business innovation
2.2 Explain the uses of models of business innovation
2.3 Identify sources of support and guidance for business
innovation
2.4 Explain the process of product or service development
2.5 Explain the benefits, risks and implications associated with
innovation
3 Understand financial
management
3.1 Explain the importance of financial viability for an
organisation
3.2 Explain the consequences of poor financial management
3.3 Explain different financial terminology
4 Understand business budgeting 4.1 Explain the uses of a budget
4.2 Explain how to manage a budget
5 Understand sales and marketing 5.1 Explain the principles of marketing
5.2 Explain a sales process
5.3 Explain the features and uses of market research
5.4 Explain the value of a brand to an organisation
5.5 Explain the relationship between sales and marketing
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Level 3 Diploma in Management
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Unit F/506/2596
Principles of leadership and management
Learning Outcome – The learner will: Assessment Criterion – The learner can:
1 Understand the principles of
effective decision making
1.1 Explain the importance of defining the objectives, scope
and success criteria of the decisions to be taken
1.2 Assess the importance of analysing the potential impact
of decision making
1.3 Explain the importance of obtaining sufficient valid
information to enable effective decision making
1.4 Explain the importance of aligning decisions with business
objectives, values and policies
1.5 Explain how to validate information used in the decision
making process
1.6 Explain how to address issues that hamper the
achievement of targets and quality standards
2 Understand leadership styles and
models
2.1 Explain the difference in the influence of managers and
leaders on their teams
2.2 Evaluate the suitability and impact of different leadership
styles in different contexts
2.3 Analyse theories and models of motivation and their
application in the workplace
3 Understand the role, functions and
processes of management
3.1 Analyse a manager’s responsibilities for planning,
coordinating and controlling work
3.2 Explain how managers ensure that team objectives are
met
3.3 Explain how a manager’s role contributes to the
achievement of an organisation’s vision, mission and
objectives
3.4 Analyse theories and models of management
3.5 Explain how the application of management theories
guide a manager’s actions
3.6 Explain the operational constraints imposed by budgets
4 Understand performance
measurement
4.1 Explain the relationship between business objectives and
performance measures
4.2 Explain the features of a performance measurement
system
4.3 Explain how to set key performance indicators (KPIs)
4.4 Explain the tools, processes and timetable for monitoring
and reporting on business performance
4.5 Explain the use of management accounts and
management information systems in performance
management
4.6 Explain the distinction between outcomes and outputs
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Level 3 Diploma in Management
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Unit T/506/2952
Manage personal and professional development
Learning Outcome – The learner will: Assessment Criterion – The learner can:
1 Be able to identify personal and
professional development
requirements
1.1 Compare sources of information on professional
development trends and their validity
1.2 Identify trends and developments that influence the
need for professional development
1.3 Evaluate their own current and future personal and
professional development needs relating to the role,
the team and the organisation
2 Be able to fulfil a personal and
professional development plan
2.1 Evaluate the benefits of personal and professional
development
2.2 Explain the basis on which types of development
actions are selected
2.3 Identify current and future likely skills, knowledge and
experience needs using skills gap analysis
2.4 Agree a personal and professional development plan
that is consistent with business needs and personal
objectives
2.5 Execute the plan within the agreed budget and
timescale
2.6 Take advantage of development opportunities made
available by professional networks or professional
bodies
3 Be able to maintain the relevance of
a personal and professional
development plan
3.1 Explain how to set specific, measurable, achievable,
realistic and time-bound (SMART) objectives
3.2 Obtain feedback on performance from a range of valid
sources
3.3 Review progress toward personal and professional
objectives
3.4 Amend the personal and professional development
plan in the light of feedback received from others
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Level 3 Diploma in Management
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Unit T/506/1820
Promote equality, diversity and inclusion in the workplace
Learning Outcome – The learner will: Assessment Criterion – The learner can:
1 Understand the organisational
aspects of equality, diversity and
inclusion in the workplace
1.1 Explain the difference between equality, diversity and
inclusion
1.2 Explain the impact of equality, diversity and inclusion
across aspects of organisational policy
1.3 Explain the potential consequences of breaches of
equality legislation
1.4 Describe nominated responsibilities within an
organisation for equality, diversity and inclusion
2 Understand the personal aspects of
equality, diversity and inclusion in
the workplace
2.1 Explain the different forms of discrimination and
harassment
2.2 Describe the characteristics of behaviour that supports
equality, diversity and inclusion in the workplace
2.3 Explain the importance of displaying behaviour that
supports equality, diversity and inclusion in the
workplace
3 Be able to support equality, diversity
and inclusion in the workplace
3.1 Ensure colleagues are aware of their responsibilities for
equality, diversity and inclusion in the workplace
3.2 Identify potential issues relating to equality, diversity
and inclusion in the workplace
3.3 Adhere to organisational policies and procedures, and
legal and ethical requirements when supporting
equality, diversity and inclusion in the workplace
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Level 3 Diploma in Management
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Unit J/506/1921
Manage individuals’ performance
Learning Outcome – The learner
will: Assessment Criterion – The learner can:
1 Understand the management of
underperformance in the
workplace
1.1 Explain typical organisational policies and procedures on
discipline, grievance and dealing with underperformance
1.2 Explain how to identify causes of underperformance
1.3 Explain the purpose of making individuals aware of their
underperformance clearly but sensitively
1.4 Explain how to address issues that hamper individuals’
performance
1.5 Explain how to agree a course of action to address
underperformance
2 Be able to manage individuals’
performance in the workplace
2.1 Agree with team members specific, measurable,
achievable, realistic and time-bound (SMART) objectives
that align to organisational objectives
2.2 Delegate responsibility to individuals on the basis of their
expertise, competence, skills, knowledge, and
development needs
2.3 Apply motivation techniques to maintain morale
2.4 Provide information, resources and on-going mentoring to
help individuals meet their targets, objectives and quality
standards
2.5 Monitor individuals’ progress towards objectives in
accordance with agreed plans
2.6 Recognise individuals’ achievement of targets and quality
standards
2.7 Adhere to organisational policies and procedures, and
legal and ethical requirements when managing individuals’
performance in the workplace
ProQual, November 2017
Level 3 Diploma in Management
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Unit L/506/1922
Manage individuals’ development in the workplace
Learning Outcome – The learner will: Assessment Criterion – The learner can:
1 Be able to carry out performance
appraisals
1.1 Explain the purpose of performance reviews and
appraisals
1.2 Explain techniques to prepare for and carry out
appraisals
1.3 Provide a private environment in which to carry out
appraisals
1.4 Carry out performance reviews and appraisals in
accordance with organisational policies and
procedures
1.5 Provide clear, specific and evidence-based feedback
sensitively
1.6 Agree future actions that are consistent with appraisal
findings and identified development needs
2 Be able to support the learning and
development of individual team
members
2.1 Describe training techniques that can be applied in the
workplace
2.2 Analyse the advantages and disadvantages of learning
and development interventions and methods
2.3 Explain organisational learning and development
policies and resource availability
2.4 Review individuals’ learning and development needs at
regular intervals
2.5 Suggest learning and development opportunities and
interventions that are likely to meet individual and
business needs
ProQual, November 2017
Level 3 Diploma in Management
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Unit Y/506/1924
Chair and lead meetings
Learning Outcome – The
learner will: Assessment Criterion – The learner can:
1 Be able to prepare to
lead meetings
1.1 Identify the type, purpose, objectives, and background to a meeting
1.2 Identify those individuals expected, and those required to attend a
meeting
1.3 Prepare for any formal procedures that apply to a meeting
1.4 Describe ways of minimising likely problems in a meeting
1.5 Take action to ensure that meeting documentation is prepared
correctly and distributed to the agreed people within the agreed
timescale
2 Be able to chair and
lead meetings
2.1 Follow business conventions in the conduct of a meeting
2.2 Facilitate meetings so that everyone is involved and the optimum
possible consensus is achieved
2.3 Manage the agenda within the timescale of the meeting
2.4 Summarise the agreed actions, allocated responsibilities, timescales
and any future arrangements
3 Be able to deal with
post-meeting matters
3.1 Take action to ensure that accurate records of a meeting are
produced and distributed in the agreed format and timescale
3.2 Take action to ensure that post-meeting actions are completed
3.3 Evaluate the effectiveness of a meeting and identify points for future
improvement
ProQual, November 2017
Level 3 Diploma in Management
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Unit K/506/1927
Manage conflict within a team
Learning Outcome – The learner
will: Assessment Criterion – The learner can:
1 Understand the principles of
conflict management
1.1 Evaluate the suitability of different methods of conflict
management in different situations
1.2 Describe the personal skills needed to deal with conflict
between other people
1.3 Analyse the potential consequences of unresolved conflict
within a team
1.4 Explain the role of external arbitration and conciliation in
conflict resolution
2 Be able to reduce the potential
for conflict within a team
2.1 Communicate to team members their roles, responsibilities,
objectives and expected standards of behaviour
2.2 Explain to team members the constraints under which other
colleagues work
2.3 Review systems, processes, situations and structures that are
likely to give rise to conflict in line with organisational
procedures
2.4 Take action to minimise the potential for conflict within the
limits of their own authority
2.5 Explain how team members’ personalities and cultural
backgrounds may give rise to conflict
3 Be able to deal with conflict
within a team
3.1 Assess the seriousness of conflict and its potential impact
3.2 Treat everyone involved with impartiality and sensitivity
3.3 Decide a course of action that offers optimum benefits
3.4 Explain the importance of engaging team members’ support
for the agreed actions
3.5 Communicate the actions to be taken to those who may be
affected by it
3.6 Adhere to organisational policies and procedures, legal and
ethical requirements when dealing with conflict within a team
ProQual, November 2017
Level 3 Diploma in Management
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Unit M/506/1928
Procure products and/or services
Learning Outcome – The learner
will: Assessment Criterion – The learner can:
1 Be able to identify
procurement requirements
1.1 Explain current and likely future procurement requirements
1.2 Decide whether the purchase of products and/or services
offers the organisation best value
1.3 Evaluate ethical and sustainability considerations relating to
procurement
1.4 Justify the decision to buy products and/or services with
evidence of an analysis of risk, costs and benefits
2 Be able to select suppliers 2.1 Explain the factors to be taken into account in selecting
suppliers
2.2 Explain organisational procurement policies, procedures and
standards
2.3 Explain the effect of supplier choice on the supply chain
2.4 Use appropriate media to publicise procurement
requirements
2.5 Confirm the capability and track record of suppliers and their
products and/or services
2.6 Select suppliers that meet the procurement specification
3 Be able to buy products
and/or services
3.1 Explain the action to be taken in the event of problems arising
3.2 Agree contract terms that are mutually acceptable within their
own scope of authority
3.3 Record agreements made, stating the specification, contract
terms and any post-contract requirements
3.4 Adhere to organisational policies and procedures, legal and
ethical requirements
ProQual, November 2017
Level 3 Diploma in Management
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Unit T/506/1929
Implement change
Learning Outcome – The learner will: Assessment Criterion – The learner can:
1 Understand the principles of change
management
1.1 Explain the importance of effective leadership when
implementing change
1.2 Explain the role of internal and external stakeholders
in the management of change
1.3 Evaluate the suitability of change management models
for different contexts
1.4 Explain how to assess the business risks associated
with change
1.5 Assess the need for contingency planning when
implementing change
1.6 Assess the need for crisis management when
implementing change
1.7 Explain the different types of barriers to change and
how to deal with these
1.8 Explain how to evaluate change management projects
2 Be able to plan the implementation of
change
2.1 Explain the need for change
2.2 Explain the potential consequences of not
implementing change
2.3 Explain the roles and responsibilities of a change
management project team
2.4 Develop a plan that includes specific, measurable,
achievable, realistic and time-bound (SMART)
objectives and resources
2.5 Brief team members on their roles and responsibilities
and the objectives of the change
2.6 Gain acceptance to the need for change from team
members and other stakeholders
3 Be able to manage the
implementation of a change plan
3.1 Explain organisational escalation processes for
reporting problems
3.2 Analyse the advantages and disadvantages of
monitoring techniques
3.3 Implement the plan within the agreed timescale
3.4 Provide support to team members and other
stakeholders according to identified needs
3.5 Monitor the progress of the implementation against
the plan
3.6 Manage problems in accordance with contingency
plans
4 4.1 Assess the suitability of techniques used to analyse the
effectiveness of change
ProQual, November 2017
Level 3 Diploma in Management
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Learning Outcome – The learner will: Assessment Criterion – The learner can:
Be able to evaluate the effectiveness
of the implementation of change
plans
4.2 Collate valid feedback and information from
stakeholders
4.3 Analyse feedback and information against agreed
criteria
4.4 Identify areas for future improvement
4.5 Communicate the lessons learned with those who may
benefit
ProQual, November 2017
Level 3 Diploma in Management
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Unit K/506/1930
Implement and maintain business continuity plans and processes
Learning Outcome – The learner will: Assessment Criterion – The learner can:
1 Be able to plan for the implementation of
business continuity plans and processes
1.1 Describe the components of a business continuity
plan
1.2 Explain the uses of a business continuity plan
1.3 Explain the features of different business
continuity planning models
1.4 Explain the potential consequences of inadequate
business continuity plans and processes
1.5 Confirm the required aim, scope and objectives of
business continuity plans
1.6 Engage stakeholders in developing business
continuity plans and processes
1.7 Identify business-critical products and/or services
and the activities and resources that support
them
2 Be able to implement business continuity
plans and processes
2.1 Develop a framework for business continuity
management
2.2 Recommend resources that are proportionate to
the potential impact of business disruption
2.3 Communicate the importance and requirements
of business continuity plans and processes to
stakeholders
2.4 Meet their own objectives within the plan
3 Be able to maintain the fitness for purpose
of on-going business continuity plans and
processes
3.1 Provide training for staff who may be affected
3.2 Validate and test the strength of business
continuity plans and processes
3.3 Update plans and processes in the light of
feedback from business continuity exercises and
other sources of information
ProQual, November 2017
Level 3 Diploma in Management
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Unit M/506/1931
Collaborate with other departments
Learning Outcome – The learner will: Assessment Criterion – The learner can:
1 Understand how to collaborate with
other departments
1.1 Explain the need for collaborating with other
departments
1.2 Explain the nature of the interaction between their own
team and other departments
1.3 Explain the features of effective collaboration
1.4 Explain the potential implications of ineffective
collaboration with other departments
1.5 Explain the factors relating to knowledge management
that should be considered when collaborating with
other departments
2 Be able to identify opportunities for
collaboration with other
departments
2.1 Analyse the advantages and disadvantages of
collaborating with other departments
2.2 Identify with which departments collaborative
relationships should be built
2.3 Identify the scope for and limitations of possible
collaboration
3 Be able to collaborate with other
departments
3.1 Agree Service Level Agreements (SLAs), objectives and
priorities of collaborative arrangements
3.2 Work with other departments in a way that contributes
to the achievement of organisational objectives
ProQual, November 2017
Level 3 Diploma in Management
25
Unit A/506/1933
Support remote or virtual teams
Learning Outcome – The learner
will: Assessment Criterion – The learner can:
1 Be able to assess the support
needed by remote or virtual
teams
1.1 Identify the resource requirements for providing
communication tools and processes for remote or virtual
working
1.2 Specify effective tools and processes that are capable of
supporting remote or virtual teams
1.3 Identify processes and systems that will enable people to
connect to information and knowledge remotely and
securely
1.4 Plan how to assure the safety of staff in remote teams
2 Be able to support remote or
virtual teams
2.1 Provide guidelines, training, information and coaching to
support remote or virtual teams
2.2 Identify areas for improvement from monitoring processes
and information
2.3 Facilitate interactive collaboration amongst stakeholders
2.4 Take action to ensure that team members adhere to
regulatory, professional and commercial requirements
2.5 Take action to ensure that data security and confidentiality
issues arising from remote or virtual working are addressed
2.6 Take action to ensure that records management issues
arising from remote or virtual working are addressed
ProQual, November 2017
Level 3 Diploma in Management
26
Unit F/506/1934
Participate in a project
Learning Outcome – The
learner will: Assessment Criterion – The learner can:
1 Understand how to
manage a project
1.1 Explain the features of a project business case
1.2 Explain the stages of a project lifecycle
1.3 Explain the roles of people involved in a project
1.4 Explain the uses of project-related information
1.5 Explain the advantages and limitations of different project
monitoring techniques
1.6 Analyse the interrelationship of project scope, schedule, finance,
risk, quality and resources
2 Be able to support the
delivery of a project
2.1 Fulfil their role in accordance with a project plan
2.2 Collect project-related information in accordance with project
plans
2.3 Use appropriate tools to analyse project information
2.4 Report on information analysis in the agreed format and timescale
2.5 Draw issues, anomalies and potential problems to the attention of
project managers
2.6 Adhere to organisational policies and procedures, legal and ethical
requirements in supporting the delivery of a project
ProQual, November 2017
Level 3 Diploma in Management
27
Unit J/506/1949
Develop and maintain professional networks
Learning Outcome – The learner
will: Assessment Criterion – The learner can:
1 Understand the principles of
effective networking
1.1 Describe the interpersonal skills needed for effective
networking
1.2 Explain the basis on which to choose networks to be
developed
1.3 Evaluate the role of shared agendas and conflict management
in relationship-building
1.4 Evaluate the role of the internet in business networking
1.5 Assess the importance of following up leads and actions
1.6 Analyse ethical issues relating to networking activities
2 Be able to identify
professional networks for
development
2.1 Identify potential networks for professional development from
an analysis of their benefits compared with individual needs
and aspirations
2.2 Shortlist networks for development against defined criteria
2.3 Assess the benefits and limitations of joining and maintaining
selected network(s)
3 Be able to maintain
professional networks
3.1 Identify the potential for mutual benefit with network
members
3.2 Promote their own skills, knowledge and competence to
network members
3.3 Provide information, services or support to network members
where the potential for mutual benefit has been identified
3.4 Establish the boundaries of confidentiality
3.5 Agree guidelines for the exchange of information and
resources
3.6 Take action to ensure that participation in networks reflects
current and defined future aspirations and needs
3.7 Make introductions to people with common or
complementary interest to and within networks
ProQual, November 2017
Level 3 Diploma in Management
28
Unit Y/506/1955
Develop and implement an operational plan
Learning Outcome – The learner
will: Assessment Criterion – The learner can:
1 Understand the principles of
operational planning
1.1 Evaluate the use of risk analysis techniques in operational
planning
1.2 Explain the components of an operational plan
1.3 Analyse the relationship between strategic and operational
plans
1.4 Evaluate the use of planning tools and techniques in the
operational planning process
1.5 Explain how to carry out a cost-benefit analysis
2 Be able to develop an
operational plan
2.1 Identify specific, measurable, achievable, realistic and timebound (SMART) objectives and key performance indicators
(KPIs)
2.2 Identify evaluation mechanisms appropriate to the plan
2.3 Take action to ensure that plans are consistent with
organisational strategy, objectives, values, policies and
procedures
2.4 Develop proportionate and targeted plans to manage
identified risks
2.5 Take action to ensure that plans complement and maximise
synergy with other business areas
2.6 Adhere to organisational policies and procedures, legal and
ethical requirements
3 Be able to implement an
operational plan
3.1 Implement plans within agreed budgets and timescales
3.2 Communicate the requirements of the plans to those who
will be affected
3.3 Revise plans in the light of changing circumstances in
accordance with strategic objectives and identified risks
4 Be able to evaluate the
effectiveness of an operational
plan
4.1 Conduct periodic reviews of the progress and effectiveness
of the plans, using information from a range of sources
4.2 Report on the effectiveness of operational plans in the
appropriate format
ProQual, November 2017
Level 3 Diploma in Management
29
Unit M/506/1962
Encourage learning and development
Learning Outcome – The
learner will: Assessment Criterion – The learner can:
1 Understand the principles
of learning and
development
1.1 Assess the role of continuous professional development (CPD) in
identifying and meeting individuals’ learning and development
for current and future business needs
1.2 Analyse the advantages and limitations of different learning and
development methods
1.3 Explain how to identify individuals’ learning and development
needs
1.4 Evaluate the role of self-reflection in learning and development
2 Be able to support
individuals’ learning and
development
2.1 Promote the benefits of learning to people in own area of
responsibility
2.2 Support individuals in identifying their current and likely future
learning and development needs from a range of information
sources
2.3 Agree with individuals the learning activities to be undertaken,
ensuring they are within agreed budgets and consistent with
business needs
2.4 Summarise agreed learning objectives, learning activities, review
mechanisms and success criteria in a personal development plan
2.5 Create an environment that encourages and promotes learning
and development
2.6 Provide opportunities for individuals to apply their developing
competence in the workplace
3 Be able to evaluate
individuals’ learning and
development
3.1 Analyse information from a range of sources on individuals’
performance and development
3.2 Evaluate the effectiveness of different learning and development
methods
3.3 Agree revisions to personal development plans in the light of
feedback
ProQual, November 2017
Level 3 Diploma in Management
30
Unit A/506/1981
Discipline and grievance management
Learning Outcome – The learner will: Assessment Criterion – The learner can:
1 Understand the principles supporting
the management of discipline and
grievance cases
1.1 Explain the difference between a discipline case
and a grievance case and the implications for their
management
1.2 Explain sources of advice and expertise on
discipline and grievance
1.3 Explain the legal obligations of employers and the
rights of employees in relation to discipline and
grievance cases
1.4 Explain organisational procedures for the
management of discipline and grievance cases
1.5 Explain the communication techniques to be used
in the management of discipline and grievance
cases
1.6 Explain the types of behaviours that are likely to
result in disciplinary proceedings
1.7 Explain the types of actions that are likely to lead to
a grievance
1.8 Explain how to carry out investigations into
discipline and grievance cases
1.9 Analyse the effect of well managed and poorly
managed discipline and grievance cases
1.10 Explain how the outcomes of discipline and
grievance cases can be managed
2 Be able to manage a disciplinary case 2.1 Inform an individual that they are subject to
disciplinary proceedings within agreed timescales
2.2 Explain to an individual the reasons why they are
subject to disciplinary proceedings
2.3 Provide evidence that supports the case for
disciplinary proceedings
2.4 Develop a case to support an individual who is
subject to disciplinary proceedings
2.5 Keep detailed and accurate records of agreements,
actions and events for disciplinary cases
2.6 Adhere to organisational policies and procedures,
legal and ethical requirements when managing a
disciplinary case
3 Be able to manage a grievance 3.1 Identify the nature of a grievance
3.2 Investigate the seriousness and potential
implications of a grievance
3.3 Adhere to organisational procedures when
managing a grievance
ProQual, November 2017
Level 3 Diploma in Management
31
Learning Outcome – The learner will: Assessment Criterion – The learner can:
3.4 Evaluate the effectiveness of how a grievance has
been managed
3.5 Agree measures to prevent future reoccurrences of
grievances
ProQual, November 2017
Level 3 Diploma in Management
32
Unit F/506/1982
Develop working relationships with stakeholders
Learning Outcome – The learner will: Assessment Criterion – The learner can:
1 Understand working relationships
with stakeholders
1.1 Analyse stakeholder mapping techniques
1.2 Explain how influencing skills and techniques can be
used to enhance the relationship with stakeholders
1.3 Explain how expectation management and conflict
resolution techniques are applied to stakeholder
management
1.4 Analyse the advantages and limitations of different
types of stakeholder consultation
1.5 Evaluate the risks and potential consequences of
inadequate stakeholder consultation
2 Be able to determine the scope for
collaboration with stakeholders
2.1 Identify the stakeholders with whom relationships
should be developed
2.2 Explain the roles, responsibilities, interests and
concerns of stakeholders
2.3 Evaluate business areas that would benefit from
collaboration with stakeholders
2.4 Evaluate the scope for and limitations of collaborating
with different types of stakeholder
3 Be able to develop productive
working relationships with
stakeholders
3.1 Create a climate of mutual trust and respect by
behaving openly and honestly
3.2 Take account of the advice provided by stakeholders
3.3 Minimise the potential for friction and conflict amongst
stakeholders
4 Be able to evaluate relationships
with stakeholders
4.1 Monitor relationships and developments with
stakeholders
4.2 Address changes that may have an effect on
stakeholder relationships
4.3 Recommend improvements based on analyses of the
effectiveness of stakeholder relationships
ProQual, November 2017
Level 3 Diploma in Management
33
Unit K/506/1989
Manage physical resources
Learning Outcome – The
learner will: Assessment Criterion – The learner can:
1 Be able to identify the
need for physical
resources
1.1 Identify resource requirements from analyses of organisational
needs
1.2 Evaluate alternative options for obtaining physical resources
1.3 Evaluate the impact on the organisation of introducing physical
resources
1.4 Identify the optimum option that meets operational requirements
for physical resources
2 Be able to obtain
physical resources
2.1 Develop a business case for physical resources that is supported by
evidence, cost estimates, contingency arrangements and an analysis
of likely benefits
2.2 Obtain authorisation and financial commitment for the required
expenditure
2.3 Negotiate best value from contracts in accordance with
organisational standards and procedures
2.4 Adhere to organisational policies and procedures, legal and ethical
requirements when obtaining physical resources
2.5 Check that the physical resources received match those ordered
3 Be able to manage the
use of physical resources
3.1 Take action to ensure physical resources are used in accordance
with manufacturers’ instructions
3.2 Evaluate the efficiency of physical resources against agreed criteria
3.3 Recommend improvements to the use of physical resources and
associated working practices
3.4 Analyse the benefits of effective equipment in the conservation of
energy and the environment
ProQual, November 2017
Level 3 Diploma in Management
34
Unit K/506/1992
Prepare for and support quality audits
Learning Outcome – The learner will: Assessment Criterion – The learner can:
1 Understand the principles
underpinning the management of
quality
1.1 Analyse the principles of quality management
1.2 Analyse the purpose and requirements of a range of
quality standards
1.3 Analyse the advantages and limitations of a range of
quality techniques
1.4 Assess how the management of quality contributes to
the achievement of organisational objectives
2 Be able to prepare for quality audits 2.1 Establish the quality requirements applicable to the
work being audited
2.2 Confirm that documentation is complete
2.3 Confirm that any previously agreed actions have been
implemented
2.4 Make available information requested in advance by
auditors
3 Be able to support quality audits 3.1 Provide access to information on request within scope
of the audit
3.2 Agree actions and timescales with auditors that will
remedy non-conformance or non-compliance
3.3 Identify instances where business processes, quality
standards and/or procedures could be improved
3.4 Develop a quality improvement plan that addresses
the issues raised
ProQual, November 2017
Level 3 Diploma in Management
35
Unit T/506/1994
Conduct quality audits
Learning Outcome – The learner will: Assessment Criterion – The learner can:
1 Understand the principles
underpinning the management of
quality
1.1 Analyse the principles of quality management
1.2 Analyse the purpose and requirements of a range of
quality standards
1.3 Analyse the advantages and limitations of a range of
quality techniques
1.4 Assess how the management of quality contributes to
the achievement of organisational objectives
2 Be able to prepare to carry out quality
audits
2.1 Establish the quality requirements applicable to the
work being audited
2.2 Develop a plan for a quality audit
2.3 Prepare the documentation needed to undertake a
quality audit
2.4 Specify data requirements to those who will support
the audit
3 Be able to conduct quality audits 3.1 Confirm that any previously agreed actions have been
implemented
3.2 Analyse information against agreed quality criteria
3.3 Identify instances where business processes, quality
standards and/or procedures could be improved
3.4 Agree actions and timescales that will remedy nonconformance or non-compliance
ProQual, November 2017
Level 3 Diploma in Management
36
Unit A/506/1995
Manage a budget
Learning Outcome – The learner
will: Assessment Criterion – The learner can:
1 Understand how to identify
financial requirements
1.1 Explain how to calculate the estimated costs of activities,
resources and overheads needed to achieve objectives
1.2 Analyse the components of a business case to meet
organisational requirements
1.3 Analyse the factors to be taken into account to secure the
support of stakeholders
1.4 Describe the business planning and budget-setting cycle
2 Understand how to set
budgets
2.1 Explain the purposes of budget-setting
2.2 Analyse the information needed to enable realistic budgets to
be set
2.3 Explain how to address contingencies
2.4 Explain organisational policies and procedures on budgetsetting
3 Be able to manage a budget 3.1 Use the budget to control performance and expenditure
3.2 Identify the cause of variations from budget
3.3 Explain the actions to be taken to address variations from
budget
3.4 Propose realistic revisions to budget, supporting
recommendations with evidence
3.5 Provide budget-related reports and information within agreed
timescales
3.6 Explain the actions to be taken in the event of suspected
instances of fraud or malpractice
4 Be able to evaluate the use of
a budget
4.1 Identify successes and areas for improvement in budget
management
4.2 Make recommendations to improve future budget setting and
management
ProQual, November 2017
Level 3 Diploma in Management
37
Unit R/506/1999
Manage a project
Learning Outcome – The
learner will: Assessment Criterion – The learner can:
1 Understand the
management of a
project
1.1 Explain how to carry out a cost-benefit analysis for a project
1.2 Evaluate the use of risk analysis techniques
1.3 Evaluate project planning and management tools and techniques
1.4 Evaluate the impact of changes to project scope, schedule, finance,
risk, quality and resources
1.5 Analyse the requirements of project governance arrangements
2 Be able to plan a
project
2.1 Analyse how a project fits with an organisation’s overall vision,
objectives, plans and programmes of work
2.2 Agree the objectives and scope of proposed projects with
stakeholders
2.3 Assess the interdependencies and potential risks within a project
2.4 Develop a project plan with specific, measurable, achievable, realistic
and time-bound (SMART) objectives, key performance indicators
(KPIs) and evaluations mechanisms appropriate to the plan
2.5 Develop proportionate and targeted plans to manage identified risks
and contingencies
2.6 Apply project lifecycle approaches to the progress of a project
3 Be able to manage a
project
3.1 Allocate resources in accordance with the project plan
3.2 Brief project team members on their roles and responsibilities
3.3 Implement plans within agreed budgets and timescales
3.4 Communicate the requirements of the plans to those who will be
affected
3.5 Revise plans in the light of changing circumstances in accordance
with project objectives and identified risks
3.6 Keep stakeholders up to date with developments and problems
3.7 Complete close-out actions in accordance with project plans
3.8 Adhere to organisational policies and procedures, legal and ethical
requirements when managing a project
4 Be able to evaluate the
effectiveness of a
project
4.1 Conduct periodic reviews of the progress and effectiveness of a
project using information from a range of sources
4.2 Evaluate the effectiveness of capturing and managing project-related
knowledge
4.3 Report on the effectiveness of plans
ProQual, November 2017
Level 3 Diploma in Management
38
Unit L/506/2004
Manage business risk
Learning Outcome – The
learner will: Assessment Criterion – The learner can:
1 Understand the management
of business risk
1.1 Explain what is meant by business risk
1.2 Analyse business risk identification theories and models
1.3 Explain measures and techniques to mitigate business risk
1.4 Explain their own level of authority in managing risk
2 Be able to address business
risk
2.1 Monitor work in line with organisational risk procedures
2.2 Identify potential risks using agreed risk criteria
2.3 Assess identified risks, their potential consequences and the
probability of them happening
2.4 Communicate to stakeholders the likelihood of the risk
occurring and its potential consequences
2.5 Explain organisational business risk management policies
3 Be able to mitigate business
risk
3.1 Develop risk management plans and processes that are
proportionate to the risk and the available resources
3.2 Implement risk management plans in accordance with
organisational requirements
3.3 Monitor on-going risk-related developments and amend plans
in the light of changing circumstances
3.4 Keep stakeholders informed of any developments and their
possible consequences
3.5 Evaluate the effectiveness of actions taken, identifying possible
future improvements
ProQual, November 2017
Level 3 Diploma in Management
39
Unit A/506/2032
Manage knowledge in an organisation
Learning Outcome – The learner will: Assessment Criterion – The learner can:
1 Understand the principles of
knowledge management
1.1 Explain the concept, scope and importance of
knowledge management
1.2 Explain the concept of intellectual property
1.3 Identify the business drivers that lead to effective
knowledge management
1.4 Explain the risks associated with knowledge
management and their potential implications
1.5 Explain the importance of engaging others and
communicating knowledge management issues and
activities
1.6 Explain best practice principles and techniques for
effective knowledge management
1.7 Describe strategies to manage tacit and explicit
knowledge
2 Be able to identify knowledge to be
managed within an organisation
2.1 Identify the criteria against which knowledge will be
managed
2.2 Engage colleagues in identifying the knowledge to be
managed
3 Be able to manage knowledge within
an organisation
3.1 Implement actions in accordance with the knowledge
management plan
3.2 Adhere to security processes for the collection, storage
and retrieval of knowledge
3.3 Evaluate the extent to which current knowledge
management systems and processes are fit for purpose
3.4 Recommend improvements to processes and systems
to manage knowledge
3.5 Assess the likely impact and implications of the loss of
knowledge
ProQual, November 2017
Level 3 Diploma in Management
40
Unit M/506/2044
Manage redundancy and redeployment
Learning Outcome – The
learner will: Assessment Criterion – The learner can:
1 Understand the
management of redundancy
1.1 Explain the legal requirements that relate to the management
of redundancy
1.2 Explain the conditions required for a redundancy and their
implications
1.3 Explain possible ways of avoiding redundancies
1.4 Explain the factors involved in identifying the pool for
redundancy selection
1.5 Explain the factors involved in developing an appeals process
1.6 Explain the process for planning and managing a redundancy
1.7 Evaluate the implications of voluntary and compulsory
redundancy on individuals
1.8 Evaluate the implications of voluntary and compulsory
redundancy for organisations
1.9 Evaluate the type of information required by staff who are
retained
1.10 Evaluate the type of information required by staff who are
made redundant
1.11 Assess the role of outplacement in redundancy
2 Understand the principles of
redeployment
2.1 Explain the concept of redeployment
2.2 Explain the legal requirements that relate to the management
of redeployment
2.3 Explain the process for planning and managing a
redeployment
2.4 Evaluate the type of information required by staff who are
retained
2.5 Evaluate the type of information required by staff who are
redeployed
2.6 Evaluate the benefits and limitations to an organisation of
redeployment
2.7 Assess the role of project management techniques in the
management of redeployment
3 Be able to manage a
redundancy
3.1 Evaluate the available options for avoiding a redundancy and
their implications
3.2 Develop a redundancy plan and timetable that addresses
redundancy objectives
3.3 Take action to ensure that redundancy payments are
calculated accurately
3.4 Use an appropriate method for communicating the outcome
of a redundancy decision
ProQual, November 2017
Level 3 Diploma in Management
41
Learning Outcome – The
learner will: Assessment Criterion – The learner can:
3.5 Make agreed support services available to those who have
been made redundant
4 Be able to manage the
redeployment of staff
4.1 Explain to redeployees the reasons, purpose and benefits of
redeployment
4.2 Develop a redeployment plan that addresses agreed
objectives
4.3 Use an appropriate method for communicating about
redeployment
4.4 Make agreed support services available to those being
redeployed
4.5 Adhere to organisational policies and procedures, legal and
ethical requirements for the redeployment of staff
ProQual, November 2017
Level 3 Diploma in Management
42
Unit J/506/2292
Encourage innovation
Learning Outcome – The learner will: Assessment Criterion – The learner can:
1 Be able to identify opportunities for
innovation
1.1 Analyse the advantages and disadvantages of
techniques used to generate ideas
1.2 Explain how innovation benefits an organisation
1.3 Explain the constraints on their own ability to make
changes
1.4 Agree with stakeholders terms of reference and criteria
for evaluating potential innovation and improvement
1.5 Engage team members in finding opportunities to
innovate and suggest improvements
1.6 Monitor performance, products and/or services and
developments in areas that may benefit from
innovation
1.7 Analyse valid information to identify opportunities for
innovation and improvement
2 Be able to generate and test ideas
for innovation and improvement
2.1 Generate ideas for innovation or improvement that
meet the agreed criteria
2.2 Test selected ideas that meet viability criteria
2.3 Evaluate the fitness for purpose and value of the
selected ideas
2.4 Assess potential innovations and improvements against
the agreed evaluation criteria
3 Be able to implement innovative
ideas and improvements
3.1 Explain the risks of implementing innovative ideas and
improvements
3.2 Justify conclusions of efficiency and value with evidence
3.3 Prepare costings and schedules of work that will enable
efficient implementation
3.4 Design processes that support efficient implementation
ProQual, November 2017
Level 3 Diploma in Management
43
J/506/2907
Manage the impact of work activities on the environment
Learning Outcome – The learner will: Assessment Criterion – The learner can:
1 Understand how to support
environmentally-friendly working
practices
1.1 Explain how to carry out an environmental impact
analysis
1.2 Compare sources of specialist advice on
environmentally-friendly working practices
1.3 Analyse the business and environmental benefits of
effective energy management policies
1.4 Explain the health and safety requirements for the use
and disposal of resources and waste
2 Be able to organise work so as to
minimise the impact on the
environment
2.1 Analyse potentially adverse effects on the environment
caused by work activities
2.2 Evaluate the effectiveness of methods of improving
environmental sustainability in an organisation
2.3 Implement plans and procedures to adapt work
practices to make them more environmentally-friendly
2.4 Develop a system for colleagues to recommend
improvements to make work practices more
environmentally-friendly
3 Be able to manage the
environmental impact of the use of
resources
3.1 Explain when to obtain specialist environmental
management advice
3.2 Explain where to seek specialist environmental
management advice
3.3 Determine the environmental impact of the use of
different physical resources
3.4 Develop procedures for the disposal of waste and
unwanted resources in a way that minimises the impact
on the environment
3.5 Evaluate the effectiveness of organisational
environmental policies and procedures
3.6 Adhere to organisational policies and procedures, legal
and ethical requirements
ProQual, November 2017
Level 3 Diploma in Management
44
R/506/2909
Recruitment, selection and induction practice
Learning Outcome – The learner will: Assessment Criterion – The learner can:
1 Understand the principles and theories
underpinning recruitment, selection and
induction practice
1.1 Explain workforce planning techniques
1.2 Describe the information needed to identify
recruitment requirements
1.3 Assess the impact of an organisation’s structure and
culture on its recruitment and selection policies and
practices
1.4 Analyse the factors involved in establishing
recruitment and selection criteria
1.5 Evaluate the suitability of different recruitment and
selection methods for different roles
1.6 Analyse patterns of employment that affect the
recruitment of staff
1.7 Explain the factors to be taken into account when
developing job specifications, personal
specifications and job advertisements
1.8 Explain the induction process
1.9 Explain the relationship between human resource
processes and the induction processes
2 Be able to recruit people into an
organisation
2.1 Determine current staffing needs
2.2 Identify current skills needs from identified staffing
needs
2.3 Identify future workforce needs
2.4 Develop a resourcing plan that addresses identified
needs within budgetary limitations
2.5 Evaluate the cost-effectiveness of different
methods of recruitment for an identified role
2.6 Explain how recruitment policies and practices
meet legal and ethical requirements
2.7 Select the most appropriate method of recruitment
for identified roles
3 Be able to select appropriate people for
the role
3.1 Plan assessment processes that are valid and
reliable
3.2 Provide those involved in the selection process with
sufficient information to enable them to make
informed decisions
3.3 Justify assessment decisions with evidence
3.4 Inform applicants of the outcome of the process in
line with organisational procedures
3.5 Evaluate the effectiveness of the selection process
ProQual, November 2017
Level 3 Diploma in Management
45
Learning Outcome – The learner will: Assessment Criterion – The learner can:
3.6 Adhere to organisational policies and procedures,
legal and ethical requirements when carrying out
selection assessments
4 Be able to induct people into an
organisation
4.1 Develop induction materials that meet operational
and new starters’ needs
4.2 Explain to new starters organisational policies,
procedures and structures
4.3 Explain to new starters their role and
responsibilities
4.4 Explain to new starters their entitlements and
where to go for help
4.5 Assess new starters’ training needs
4.6 Confirm that training is available that meets
operational and new starters’ needs
4.7 Provide support that meets new starters’ needs
throughout the induction period
ProQual, November 2017
Level 3 Diploma in Management
46
Unit M/506/1895
Buddy a colleague to develop their skills
Learning Outcome – The learner
will: Assessment Criterion – The learner can:
1 Understand how to buddy a
colleague
1.1 Describe what is expected of a buddy
1.2 Explain techniques to give positive feedback and constructive
criticism
1.3 Explain techniques to establish rapport with a buddy
2 Be able to plan to buddy a
colleague
2.1 Agree which aspects of a colleague’s work may benefit from
buddying
2.2 Confirm organisational requirements for standards of
behaviour, presentation, communication and performance
of a buddy colleague
2.3 Agree a schedule of meetings that minimise disruption to
business
2.4 Agree specific, measurable, achievable, realistic and timebound (SMART) buddying objectives
3 Be able to support a buddy
colleague carrying out work
activities
3.1 Remain unobtrusive while a buddy colleague carries out their
work activities
3.2 Provide examples of how to carry out tasks correctly
3.3 Identify instances of good practice and areas for
improvement through observation
3.4 Praise a buddy colleague on well completed tasks
3.5 Give constructive feedback on ways in which a buddy could
improve performance
3.6 Offer a buddy hints and tips based on personal experience
ProQual, November 2017
Level 3 Diploma in Management
47
D/506/1911
Contribute to the improvement of business performance
Learning Outcome – The learner
will:
Assessment Criterion – The learner can:
1 Understand the principles of
resolving business problems
1.1 Explain the use of different problem-solving techniques
1.2 Explain the organisational and legal constraints relating to
problem-solving
1.3 Describe the role of stakeholders in problem-solving
1.4 Describe the steps in the business decision-making process
1.5 Analyse the implications of adopting recommendations and
implementing decisions to solve business problems
2 Understand improvement
techniques and processes
2.1 Describe the purpose and benefits of continuous
improvement
2.2 Analyse the features, use and constraints of different
continuous improvement techniques and models
2.3 Explain how to carry out a cost-benefit analysis
2.4 Explain the importance of feedback from customers and
other stakeholders in continuous improvement
3 Be able to solve problems in
business
3.1 Identify the nature, likely cause and implications of a
problem
3.2 Evaluate the scope and scale of a problem
3.3 Analyse the possible courses of action that can be taken in
response to a problem
3.4 Use evidence to justify the approach to problem-solving
3.5 Develop a plan and success criteria that are appropriate to
the nature and scale of a problem
3.6 Obtain approval to implement a solution to a problem
3.7 Take action to resolve or mitigate a problem
3.8 Evaluate the degree of success and scale of the implications
of a solved problem
4 Be able to contribute to the
improvement of activities
4.1 Identify the nature, scope and scale of possible
contributions to continuous improvement activities
4.2 Measure changes achieved against existing baseline data
4.3 Calculate performance measures relating to cost, quality
and delivery
4.4 Justify the case for adopting improvements identified with
evidence
4.5 Develop standard operating procedures and resource plans
that are capable of implementing agreed changes
ProQual, November 2017
Level 3 Diploma in Management
48
Unit H/506/1912
Negotiate in a business environment
Learning Outcome – The
learner will: Assessment Criterion – The learner can:
1 Understand the principles
underpinning negotiation
1.1 Describe the requirements of a negotiation strategy
1.2 Explain the use of different negotiation techniques
1.3 Explain how research on the other party can be used in
negotiations
1.4 Explain how cultural differences might affect negotiations
2 Be able to prepare for
business negotiations
2.1 Identify the purpose, scope and objectives of the negotiation
2.2 Explain the scope of their own authority for negotiating
2.3 Prepare a negotiating strategy
2.4 Prepare fall-back stances and compromises that align with the
negotiating strategy and priorities
2.5 Assess the likely objectives and negotiation stances of the
other party
2.6 Research the strengths and weaknesses of the other party
3 Be able to carry out business
negotiations
3.1 Carry out negotiations within responsibility limits in a way that
optimises opportunities
3.2 Adapt the conduct of the negotiation in accordance with
changing circumstances
3.3 Maintain accurate records of negotiations, outcomes and
agreements made
3.4 Adhere to organisational policies and procedures, and legal
and ethical requirements when carrying out business
negotiations
ProQual, November 2017
Level 3 Diploma in Management
49
Unit K/506/1913
Develop a presentation
Learning Outcome – The
learner will: Assessment Criterion – The learner can:
1 Understand how to develop
a presentation
1.1 Explain best practice in developing presentations
1.2 Explain who needs to be consulted on the development of a
presentation
1.3 Explain the factors to be taken into account in developing a
presentation
1.4 Analyse the advantages and limitations of different
communication media
2 Be able to develop a
presentation
2.1 Identify the purpose, content, style, timing and audience for a
presentation
2.2 Select a communication media that is appropriate to the nature
of a presentation, message and audience
2.3 Tailor a presentation to fit the timescale and audience’s needs
2.4 Prepare a presentation that is logically structured, summarises
the content and addresses the brief
2.5 Take action to ensure that a presentation adheres to
organisational guidelines and policies
2.6 Develop materials that support the content of a presentation
ProQual, November 2017
Level 3 Diploma in Management
50
Unit M/506/1914
Deliver a presentation
Learning Outcome – The learner will: Assessment Criterion – The learner can:
1 Understand the principles
underpinning the delivery of
presentations
1.1 Analyse the advantages and limitations of different
methods of, and media for, making presentations
1.2 Explain how the type and size of the audience affects
the delivery of a presentation
1.3 Explain the factors to be taken into account in
developing contingency plans when delivering
presentations
1.4 Explain voice projection and timing techniques when
delivering presentations
1.5 Explain the factors to be taken into account in
responding to questions from an audience
1.6 Explain different methods for evaluating the
effectiveness of a presentation
2 Be able to prepare to deliver a
presentation
2.1 Confirm the layout of the venue and correct functioning
of equipment and resources prior to making a
presentation
2.2 Develop contingency plans for potential equipment and
resource failure
2.3 Take action to ensure that the presentation fits the time
slot available
3 Be able to deliver a presentation 3.1 Speak clearly and confidently, using language that is
appropriate for the topic and the audience
3.2 Vary their voice tone, pace and volume appropriately
when delivering a presentation
3.3 Use body language in a way that reinforces messages
3.4 Use equipment and resources effectively when
delivering a presentation
3.5 Deliver a presentation within the agreed timeframe
3.6 Respond to questions in a way that meets the
audience’s needs
3.7 Evaluate the effectiveness of a presentation
ProQual, November 2017
Level 3 Diploma in Management
51
Unit A/506/1916
Contribute to the development and implementation of an
information system
Learning Outcome – The learner
will: Assessment Criterion – The learner can:
1 Understand the design and
implementation of an
information system
1.1 Explain the types of information to be managed by a system
1.2 Explain how information will be used and by whom
1.3 Explain who needs to be consulted in the design and
implementation of an information system and why
1.4 Explain the impact of legal and organisational security and
confidentiality requirements for the design and
implementation of an information system
2 Be able to contribute to the
development of an information
system
2.1 Confirm the purpose, use and features of an information
system
2.2 Identify the information that will be managed by the system
2.3 Confirm requirements for reporting information
2.4 Recommend the functions that will be used to manipulate
and report information
2.5 Develop guidance for the use of an information system that
is accurate and easy to understand
2.6 Recommend user access and security levels for the
information system
2.7 Make contributions to the development of an information
system that are consistent with business objectives and
values and within budgetary constraints
2.8 Participate in system tests in accordance with the
specification
3 Be able to contribute to the
implementation of an
information system
3.1 Implement the information system in accordance with the
plan, minimising disruption to business
3.2 Confirm that staff are trained to use the system prior to its
launch
3.3 Resolve or report problems or faults with the information
system within the limits of their own authority
3.4 Adhere to organisational policies and procedures, and legal
and ethical requirements in the implementation of an
information system
ProQual, November 2017
Level 3 Diploma in Management
52
Unit K/506/2169
Resolve customers’ problems
Learning Outcome – The learner
will: Assessment Criterion – The learner can:
1 Understand the monitoring and
resolution of customers’
problems
1.1 Assess the suitability of a range of techniques for
monitoring customer problems
1.2 Explain how to use the resolution of customers’ problems
to improve products and/or services
1.3 Explain how the successful resolution of customers’
problems contributes to customer loyalty and enhanced
business performance
1.4 Explain the features of negotiating techniques used to
resolve customers’ problems
2 Be able to deal with customers’
problems
2.1 Confirm the nature and cause of customers’ problems
2.2 Explain when customers’ problems should be treated as
complaints
2.3 Explain the benefits to customers and the organisation of
the options available to solve problems
2.4 Explain the drawbacks to customers and the organisation of
the options available to solve problems
2.5 Explain to customers the options for resolving their
problems
2.6 Agree solutions that meet customers’ and organisational
requirements within their own levels of authority
2.7 Inform colleagues of the nature of problems and actions
taken
2.8 Evaluate the effectiveness of the resolution of customers’
problems
2.9 Adhere to organisational policies and procedures, legal and
ethical requirements when dealing with customers’
problems
ProQual, November 2017
Level 3 Diploma in Management
53
Unit R/506/2151
Resolve customers’ complaints
Learning Outcome – The learner
will: Assessment Criterion – The learner can:
1 Understand the monitoring and
resolution of customers’
complaints
1.1 Assess the suitability of a range of monitoring techniques
for customers’ complaints
1.2 Explain how to identify those complaints that should
prompt a review of the service offer and service delivery
1.3 Explain negotiating techniques used to resolve customers’
complaints
1.4 Explain conflict management techniques used in dealing
with upset customers
1.5 Explain organisational procedures for dealing with
customer complaints
1.6 Explain when to escalate customers’ complaints
1.7 Explain the cost and regulatory implications of admitting
liability on the basis of a customer complaint
1.8 Explain the advantages and limitations of offering
compensation or replacement products and/or services
2 Be able to deal with customers’
complaints
2.1 Confirm the nature, cause and implications of customers’
complaints
2.2 Take personal responsibility for dealing with complaints
2.3 Communicate in a way that recognises customers’
problems and understands their points of view
2.4 Explain the advantages and limitations of different
complaint response options to customers
2.5 Explain the advantages and limitations of different
complaint response options to the organisation
2.6 Keep customers informed of progress
2.7 Agree solutions with customers that address the
complaint and which are within the limits of their own
authority
2.8 Record the outcome of the handling of complaints for
future reference
2.9 Adhere to organisational policies and procedures, legal
and ethical requirements when dealing with customers’
complaints
ProQual, November 2017
Level 3 Diploma in Management
54
Unit D/506/2170
Gather, analyse and interpret customer feedback
Learning Outcome – The learner will: Assessment Criterion – The learner can:
1 Understand how to gather, analyse
and interpret customer feedback
1.1 Describe methods of collecting data for customer
research
1.2 Explain random sampling techniques used to collect
data
1.3 Explain how to evaluate bias in non-random samples
1.4 Explain the principles of questionnaire design
1.5 Assess the suitability of a range of techniques to
analyse customer feedback
1.6 Explain techniques used to monitor the quality of data
collected
1.7 Explain the use of software to record and analyse
customer feedback
1.8 Explain the validation issues associated with customer
feedback
1.9 Explain the importance of anonymising comments from
customers who do not wish to be identified
2 Be able to plan the collection of
customer feedback on customer
service issues
2.1 Identify the objectives of collecting customer feedback
2.2 Justify the reasons for selecting different data
collection methods
2.3 Develop a data collection and analysis plan that
specifies the sampling frame, data collection and
recording methods and timeframe
3 Be able to gather customer feedback 3.1 Collect customer feedback using the sampling frame
identified in a customer service plan
3.2 Record data in a way that makes analysis
straightforward
3.3 Verify that all data is handled in line with legal,
organisational and ethical policies and procedures
4 Be able to analyse and interpret
customer feedback to recommend
improvements
4.1 Use data analysis methods to identify patterns and
trends in customer feedback
4.2 Use the findings of a data analysis to identify areas for
improvement to customer service
4.3 Present the findings of an analysis in the agreed format
4.4 Recommend improvements in response to the findings
of an analysis
ProQual, November 2017
Level 3 Diploma in Management
55
Unit L/506/1905
Employee rights and responsibilities
Learning Outcome – The learner will: Assessment Criterion – The learner can:
1 Understand the role of organisations
and industries
1.1 Explain the role of their own occupation within an
organisation and industry
1.2 Describe career pathways within their organisation and
industry
1.3 Identify sources of information and advice on an
industry, occupation, training and career pathway
1.4 Describe an organisation’s principles of conduct and
codes of practice
1.5 Explain issues of public concern that affect an
organisation and industry
1.6 Describe the types, roles and responsibilities of
representative bodies and their relevance to their own
role
2 Understand employers’ expectations
and employees’ rights and obligations
2.1 Describe the employer and employee statutory rights
and responsibilities that affect their own role
2.2 Describe an employer’s expectations for employees’
standards of personal presentation, punctuality and
behaviour
2.3 Describe the procedures and documentation that
protect relationships with employees
2.4 Identify sources of information and advice on
employment rights and responsibilities
ProQual, November 2017
Level 3 Diploma in Management
56
Unit T/505/4673
Health and Safety Procedures in the Workplace
Learning Outcome – The learner will: Assessment Criterion – The learner can:
1 Know health and safety procedures
in the workplace.
1.1 Define the main responsibilities for health and safety in
the workplace of the following:
- a) employers
- b) employees.
1.2 Describe two health and safety laws affecting the
workplace.
1.3 Define the importance of following health and safety
procedures in the workplace.
1.4 Define the types of information or support available in
relation to a specified aspect of health and safety in the
workplace.
2 Be able to carry out tasks with
regard to health and safety in the
workplace.
2.1 Carry out a risk assessment of a specified workplace
activity.
2.2 Use equipment or tools safely in the workplace.
2.3 Describe how to prevent accidents in the workplace.
2.4 Assess how own health and safety practices could be
improved.
ProQual, November 2017
Level 3 Diploma in Management
57
Unit M/506/1959
Manage events
Learning Outcome – The
learner will: Assessment Criterion – The learner can:
1 Understand the
management of an event
1.1 Explain how organisational objectives will be met by an event
1.2 Explain the flexibilities and constraints of an event’s budget
1.3 Evaluate the use of project management techniques in event
management
1.4 Analyse how models of contingency and crisis management can be
applied to event management
1.5 Analyse the use of customer relationship management (CRM) systems
to attract attendees
1.6 Evaluate the application of the principles of logistics to event
management
1.7 Describe the insurance requirements of an event
2 Be able to manage the
planning of an event
2.1 Identify the purpose of an event and the key messages to be
communicated
2.2 Identify target attendees for an event
2.3 Assess the impact of an event on an organisation and its stakeholders
2.4 Establish requirements for resources, location, technical facilities,
layout, health and safety
2.5 Identify how event-related risks and contingencies will be managed
2.6 Develop an event plan that specifies objectives, success and
evaluation criteria
2.7 Make formal agreements for what will be provided, by whom and
when
2.8 Determine methods of entry, security, access and pricing
3 Be able to manage an
event
3.1 Manage the allocation of resources in accordance with the event
management plan
3.2 Respond to changing circumstances in accordance with contingency
plans
3.3 Deliver agreed outputs within the timescale
3.4 Manage interdependencies, risks and problems in accordance with
the event management plan
3.5 Comply with the venue, insurance and technical requirements
3.6 Apply the principles and good practice of customer care when
managing an event
3.7 Adhere to organisational policies and procedures, legal and ethical
requirements when managing an event
4 Be able to follow up an
event
4.1 Ensure that all post-event leads or actions are followed up
4.2 Optimise opportunities to take actions that are likely to further
business objectives
4.3 Evaluate the effectiveness of an event against agreed criteria
ProQual, November 2017
Level 3 Diploma in Management
58
Unit F/506/2176
Review the quality of customer service
Learning Outcome – The learner
will: Assessment Criterion – The learner can:
1 Understand how to review the
quality of customer service
1.1 Explain the value of measuring the quality of customer
service
1.2 Analyse the criteria for and factors involved in setting
customer service standards
1.3 Explain how to construct representative samples
1.4 Analyse methods of validating information and information
sources
1.5 Explain how to set and use customer service performance
metrics
1.6 Explain the use of customer feedback in the measurement of
customer service
1.7 Analyse the advantages and disadvantages of a range of data
analysis methods
2 Be able to plan the
measurement of customer
service
2.1 Identify the features of customer service against which
customer satisfaction can be measured
2.2 Select data collection methods that are valid and reliable
2.3 Specify monitoring techniques that measure customer
satisfaction
2.4 Establish evaluation objectives and key performance
indicators (KPIs) in the measurement of customer service
2.5 Specify the information to be collected
3 Be able to evaluate the quality
of customer service
3.1 Validate the information collected to identify useable data
3.2 Use information analysis methods that are appropriate to
the nature of the information collected
3.3 Identify instances of effective customer service, shortfalls
and gaps from the information analysis against agreed
criteria
3.4 Develop recommendations that address identified areas for
improvement supported by evidence